The companies listed are known to be the subject of an ongoing and unresolved FCPA-related investigation.
(Source: The FCPA Blog)
The names are current through December 31, 2013.
The entries are based on disclosures in SEC filings or news reports or both.
Some companies on the list have disclosed DOJ and SEC investigations, and declinations from only one of those agencies. We’re assuming the agency for which a declination hasn’t been disclosed is continuing its investigation.
The DOJ and SEC don’t disclose the existence of FCPA investigations or comment on them. That means non-issuers (non-public companies) and issuers that have a pending investigation but haven’t disclosed it, may not appear on our list.
This data is made available once again through the generous contribution of an anonymous volunteer researcher.
In addition to the companies on the list, the researcher identified more than 20 others suspected to be the target of an ongoing FCPA investigation. The researcher (and others) aren’t able to confirm those investigations using reliable sources, so the companies have been omitted.
Here are the current 92 names:
1. ABM Industries Inc
2. Accenture plc
3. Agilent Technologies Inc
4. Alcoa Inc
5. Alstom SA
6. Analogic Corporation
7. Anheuser-Busch InBev SA/NV
8. AstraZeneca plc
9. Avon Products Inc
10. Baker Hughes Incorporated (BJ Services)
11. Barclays plc
12. Baxter International Inc
13. Beam Inc
14. BHP Billiton Ltd
15. Bio-Rad Laboratories Inc
16. Bristol-Myers Squibb Company
17. Brookfield Asset Management Inc
18. Bruker Corporation
19. BSG Resources Ltd
20. Central European Distribution Corporation
21. Cobalt International Energy Inc
22. Dialogic Inc
23. Deutsche Post AG (DHL)
24. DreamWorks Animation SKG Inc
25. Dun & Bradstreet Corporation
26. Eli Lilly and Company
27. Embraer SA
28. Ericsson AB
29. Expro International Group plc
30. ExxonMobil Corporation
31. Fresenius Medical Care AG & Co. KGaA
32. GlaxoSmithKline plc
33. Gold Fields Limited
34. Goldman Sachs Group Inc
35. Goodyear Tire and Rubber Company
36. Halliburton Company
37. Harris Corporation
38. Hess
39. Hewlett-Packard Company
40. Hyperdynamics Corporation
41. Image Sensing Systems
42. Ingersoll-Rand plc
43. International Business Machines Corporation
44. JPMorgan Chase
45. Juniper Networks
46. Kimco Realty Corporation
47. KKR & Company LP
48. Kraft Foods Inc
49. Las Vegas Sands Corp
50. Layne Christensen Company
51. LyondellBasell Industries
52. Merck & Co Inc
53. Microsoft Corporation
54. Motorola Solutions Inc
55. MTS Systems Corporation
56. Comcast (NBCUniversal Inc)
57. National Geographic
58. NCR Corporation
59. Net 1 UEPS Technologies Inc
60. News Corporation
61. Nordion Inc
62. Novartis AG
63. Olympus Corp
64. Optimer Pharmaceuticals Inc
65. Oracle Corporation
66. Owens-Illinois Group Inc
67. Panasonic Corporation
68. Parametric Technology Corporation
69. Park-Ohio Industries Inc
70. Protective Products of America Inc
71. Qualcomm Incorporated
72. Sanofi SA
73. SBM Offshore NV
74. Sciclone Pharmaceuticals Inc
75. Sensata Technologies Holding NV
76. Siemens AG
77. SL Industries Inc
78. Smith & Wesson Holding Corporation
79. Sojitz Corp
80. Sony Corporation
81. STR Holdings Inc
82. Tata Communications Limited
83. Tesco Corporation
84. Teva Pharmaceutical Industries Limited
85. Time Warner Inc
86. Universal Entertainment Corp.
87. Universal Music Group (Vivendi)
88. Viacom (Paramount Pictures)
89. Wal-mart Stores Inc
90. Walt Disney Company
91. Walters Power International LLC
92. WS Atkins plc (PBSJ Corp)